Up to 70% IBF funding* T&Cs Apply , Cybersecurity Solutions
CEP Courses in collaboration with SGX* T&Cs Apply
Up to 70% IBF funding* T&Cs Apply , Cybersecurity Solutions
Up to 70% IBF funding* T&Cs Apply
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Market Misconduct

Course Outline

  • Definition
  • Regulatory Regime
  • Regulatory Principle
  • Regulatory Measures
  • Roles and Responsibilities
  • Regulatory Requirements
  • Regulatory References/ Guidance Papers
  • Securities & Futures Act, SGX-ST Rules, Futures Trading Rules
  • Scenarios
  • SFA Penalties for Market Misconduct
  • SGX Disciplinary Actions Taken (Case Studies)
  • MAS Enforcement Actions Taken (Case Studies)

CyberQuote Pte Ltd.Market Misconduct

$ 100.00

Pay less with IBF Subsidies

CyberQuote Pte Ltd. Programme Code: TGS-2024048573

CyberQuote Pte Ltd. Duration: 1.5hrs

Who This Course Is For:

  • Relationship managers, financial advisers and wealth management staff
  • Practitioners earning elective FTS training hours
  • Practitioners preparing for CMFAS exams

IBF Funding Support:

  • 70% subsidy for Singapore Citizens aged 40 and above
  • 30% subsidy for Singapore Citizens below 40 and PRs of all ages

Eligible Schemes:

  • IBF Financial Training Scheme (FTS)
1.5 hoursCPD Hours
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